Entity and Licensing Scope
Corporate identity, current service scope, and the licensing framework guiding market-by-market authorization.
- Document type
- Information policy
- Category
- Company and regulation
- Version
- 2026-08-24
- Effective
- August 24, 2026
- Issued by
- Ohana Capital AG
Notice
On this page7 sections
1. Purpose
This Entity and Licensing Scope sets out the corporate identity of Ohana Capital AG (“Ohana Capital”), the services currently offered through the platform, and the licensing analysis that governs entry into each market. Company registration in Switzerland does not, by itself, authorize the offering of regulated financial services in Switzerland or abroad; authorizations are published in this document as they are granted.
2. Legal entity
| Item | Detail |
|---|---|
| Legal name | Ohana Capital AG |
| Legal form | Swiss corporation (AG) |
| Seat | Zürich |
| Registered address | Strehlgasse 27, 8001 Zürich, Switzerland |
| UID | CHE-114.729.131 |
| CH-ID | CH-020.3.033.508-3 |
| FCRO-ID | 936493 |
| Brand | Ohana Capital |
Corporate registration can be verified against the official Swiss registry (Zefix) for the UID above.
3. Current operating scope
As of the Legal Center version date:
- The platform operates as a commissioned product environment for portfolio, risk, reporting, security, and operator workflows.
- The platform does not presently provide custody of customer assets or route live orders to an execution venue.
- Public self-service registration is disabled; access is invite- or operator-administered.
Any change to this scope requires legal, regulatory, and product approval and is published with a new document version.
4. Services subject to authorization
The following activities are offered in a market only after the required authorization or clearance for that market:
| Potential activity | Typical regulatory question |
|---|---|
| Brokerage / reception-transmission of orders | License / registration as investment firm or broker |
| Dealing on own account / market making | Trading authorization and capital rules |
| Custody / safekeeping of client assets | Custody license or banking-equivalent permissions |
| Accepting client money | Client-money / deposit-taking perimeter |
| Crypto-asset services | CASP / VASP / DLT trading facility rules where applicable |
| Portfolio management or advice | Advice / management authorization |
| Crowdfunding or credit | Separate product regimes |
| Cross-border solicitation | Local marketing and reverse-solicitation limits |
5. Market entry method
Until a jurisdiction is expressly approved:
- The jurisdiction is treated as not authorized for live solicitation.
- The platform is not presented as a licensed broker, bank, or crypto exchange in that market.
- Onboarding, marketing, and product enablement are restricted according to geo and eligibility controls.
- The approval decision, effective date, and product set are recorded in the internal licensing register.
A working matrix for CH / EU / UK / US disclosure themes appears in the Jurisdictional Disclosures.
6. Authorization work program
The market-entry analysis for each launch jurisdiction covers:
- Perimeter analysis — which current and planned features are regulated where.
- Entity map — whether Ohana Capital AG is the correct contracting entity, or whether affiliates / appointed representatives are required.
- Cross-border analysis — marketing, onboarding, and reverse-solicitation constraints.
- Authorization roadmap — licenses, registrations, capital, auditors, and timelines for any live launch path.
- Disclosure pack — mandatory local wording added to Terms, Risk, and onboarding.
Questions about this document?
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